FinPros

Regulated Securities Dealer

‘FinPros.com’ is a domain owned and operated by FinPros, a company with registration number: 8429300-1. Our registered office is at CT House, Office 9A, Providence, Mahé, Seychelles. The Company is regulated by the Financial Services Authority (‘FSA’) as a Securities Dealer. Our Securities Dealer License number is SD087. FinPros

Regulatory Framework

FinPros operates under the Securities Act and the Securities Regulations of its jurisdiction. We offer our products and services in line with the terms set out in the legal docs below.

Regulatory Framework
Security of Funds and Dealing

Security of Funds and Dealings

We are known for playing by the rules and famed for never cutting corners no matter what.

As a licensed Securities Dealer it is our top priority to ensure all clients’ funds are protected. As such, we hold your money away from our own funds in separate bank accounts and take great measures to ensure all deposits are entirely secure.

We have in place professional indemnity insurance that complies with the insurance requirement under Section 73 of the Securities Act, 2007. This insurance covers claims in relation to the conduct of our current and past employees.

Complaints Handling

Any complaint or dispute between us, will be dealt with in line with our “Complaints Handling Policy & Procedures”.

Clients can notify us if they want to raise a complaint by submitting an online ticket via the client portal under the ‘complaints’ category. Or by e-mailing us at [email protected]

Make sure you submit any records that will assist the Company in investigating such complaints. The Company will investigate any complaint or dispute and notify the clients of the results. Our procedures are designed for dealing with complaints fairly and quickly.

If a Client is unhappy with the Company’s handling, he can refer the matter to the FSA for further investigation.